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First published online August 30, 2006
Journal of Experimental Biology 209, 3569-3579 (2006)
Published by The Company of Biologists 2006
doi: 10.1242/jeb.02486
Frictional adhesion: a new angle on gecko attachment
1 Department of Biology, Lewis & Clark College, 0615 SW Palatine Hill
Road, Portland, OR 97219, USA and
2 Department of Mechanical Engineering, Stanford University, Building 530,
440 Panama Mall, Stanford, CA 94305-3030, USA
* Author for correspondence (e-mail: autumn{at}lclark.edu)
Accepted 11 August 2006
| Summary |
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Key words: gecko, adhesion, friction, tribology, contact mechanics, biomechanics, robotic
| Introduction |
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Macroscale peeling of toes
Macroscale detachment of adhesive pads occurs by digital hyperextension
(DH; Fig. 1E) in both geckos
(Autumn and Peattie, 2002
;
Russell, 1975
;
Russell, 2002
) and frogs
(Hanna and Barnes, 1991
). The
peeling motion of DH may reduce the force needed to overcome adhesion
(Gay, 2002
). This is well
supported in frogs (Hanna and Barnes,
1991
), where the mechanism of adhesion is primarily capillary
force, and the pads are isotropic in function. Removal of adhesive tapes is
done most easily by peeling since only a small region of interface must be
separated at any given time. Prevention of peeling is important in the design
of engineered adhesive joints, since flexibility in one or both contact
surfaces will cause stress concentrations and result in crack propagation
through the interface (Gay,
2002
; Pocius,
2002
).
Peeling model predictions
Models of peeling tape generally treat the adhesive surface as a continuum
(Kendall, 1975
). The force
during peeling of a flexible strip of tape is given by:
![]() | (1) |
where b is the width of the strip, d is the thickness of
the strip, E is material stiffness, R is the adhesion
energy, and
is the peel angle. Consider a weight suspended from a
strip of tape attached to a surface of angle
over vertical. Solving
for
in Eqn 1, the angle (
*) at the onset of
peeling is
![]() | (2) |
The peeling model predicts that greater weight will initiate peeling at
shallower angles. Including the elastic stretch term, maximum peeling force,
which occurs at low angles, is limited by:
![]() | (3) |
showing that stiffer materials, given the same adhesion energy, will peel at higher loads.
Peeling mechanics can apply - at least in theory - to fibrillar gecko-like
materials (Hui et al., 2004
).
However, in real geckos where attachment is via a series of scansors
bearing anisotropic setae, the validity of conventional
(Kendall, 1975
) peeling
mechanics is less clear. Geckos hold their toes in a hyperextended position
when not climbing - possibly protecting the scansors from abrasion
(Russell, 1975
), suggesting
that DH could have functions other than reduction of detachment force
via peeling mechanics. Indeed, it has been suggested that spatulae
could detach more or less simultaneously
(Gay, 2002
), due to their
mechanical independence. We tested the hypothesis of gecko pad detachment
via peeling mechanics experimentally by measuring detachment angles
of isolated setal arrays and live gecko toes, and evaluated the predictions of
contact mechanical models of peeling using a computer simulation.
|
| Materials and methods |
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*, as the angle over vertical at which detachment occurs.
Using high speed video recording (500 frames s-1) of the toe and
goniometer, we measured
* with a precision of ±1°
in 10 adult individuals (body mass=39.5±11.0 g, mean ± s.d.)
attached by a single toe of the fore and hind limbs
(Fig. 2). We attached cloth
backpacks weighing 20, 50, 75 and 100 g to add weight to the animals. A thin
strip of adhesive bandage tape (3M) acted as a muzzle to prevent bites. The
muzzle left the nostrils unobstructed. A soft pad of bubble wrap cushioned
falls. Animals were suspended a distance of approx. 10 cm above the pad, and
in nearly all trials we caught the animal by hand prior to contact with the
pad.
Isolated setal arrays
Specimen preparation
Tokay gecko (Gekko gecko) setal arrays were peeled from seven live
adult animals as described previously
(Hansen and Autumn, 2005
).
Test specimens were created by mounting the setal arrays to scanning electron
microscope (SEM) stubs (product number 16261, Ted Pella, Redding, CA, USA)
with cyanoacrylate adhesive (Loctite 410; Henkel Loctite Corp., Rocky Hill,
CT, USA).
Mechanical testing apparatus
Setal array specimens were mounted on scanning electron microscope (SEM)
stubs and evaluated with a custom two-axis mechanical tester. The specimen
chuck was attached to a Kistler 9328A three-axis force sensor (Kistler,
Winterthur, Switzerland) that was moved in the z (up-and-down) and
y (left- and-right) axes with Newport 460P stages (Newport) driven by
closed loop brushless DC servomotors (Newport 850G-HS actuator in the
y axis and a Newport 850G actuator in the z axis). The stage
and force sensor assembly were vertically mounted to a steel block above a 3 m
x 0.9 m Newport RP Reliance breadboard table. A Newport ESP 300
servocontroller drove the actuators. Force measurements were collected through
an AD Instruments Maclab/4e data acquisition unit (ADInstruments, Milford, MA,
USA). The stage controller and force acquisition were interfaced with a
Powerbook G3 (Apple Computer, Cupertino, CA, USA) for automated control of
array experiments. Test substrates were held in place by toggle strap clamps
with spring plungers that bolted to the Newport breadboard table. Array test
specimens were mounted in the mechanical tester chuck so that their natural
path of drag was in alignment with the y axis. The array alignment
was carried out with the help of a mirror.
The test substrate for the experiments was a glass microscope slide washed
with de-ionized water and dried with Kimwipes (Kimberly-Clark, Neenah, WI,
USA) before each test sequence. We used two types of experiments. (1) Testing
setal arrays along the natural path of drag (`along setal curvature') assesses
their adhesion and friction in the typical orientation geckos use them to
climb (Autumn et al., 2000
).
(2) Pressing the setal arrays against the natural path of drag (`against setal
curvature') tests them opposite to the usual direction for climbing, in which
they do not adhere (Autumn et al.,
2000
). Tests were conducted with a crosshead speed of 50 µm
s-1 in both the z axis and the y axis for all
experiments, yielding frequencies of approx. 1 Hz.
Isolated setae
We used data of detachment angle
* as a function of
adhesive force (F
) collected in a previous study
(Autumn et al., 2000
), where
pull-off force and shaft angle of isolated tokay setae were measured using
optical deflection of a 4.7 mm long, 25 µm diameter aluminum bonding wire
(American Fine Wire Corp., Selma, AL, USA). A flattened 50 µmx100
µm region was present at the wire tip. The seta was first preloaded
perpendicular to the surface with a force of 1.6±0.25 µN (mean
± s.d.).
Statistics
We used SigmaPlot 9/SigmaStat 3.1 (Systat Software, Point Richmond, CA,
USA) for all statistical analyses other than ANCOVA, for which we used
StatView 5 (SAS Institute, Cary, NC, USA). We used Mathematica 5.1 (Wolfram
Research, Inc., Champaign, IL, USA) for data filtering and reduction. Values
are means ± s.e.m. unless otherwise stated.
| Results |
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*) of 25.5±0.2° (N=181). Median
* was 26.0°. The effect of mass on
*
was not significant (ANCOVA, F=1.42; d.f.=1,177; P>>0.05),
nor was the effect of the backpack (F=0.24; d.f.=1,177;
P>0.05). The mean ratio between adhesion and friction was
tan(25.5°)=0.477. The low variability in
* resulted in a
highly linear relationship between adhesion and friction (shear force). The
resolved adhesion and friction forces are F
=mg sin
* and
F||=mg cos
*,
respectively, where m is the total mass (body mass plus added mass of
backpack), g is gravitational acceleration, and
* is the detachment angle. The linear regression of adhesive
force on friction force was F
=-0.430F||+0.022 (R2=0.93), in
N.
Friction and adhesion of isolated setal arrays
When dragged against their natural path (against curvature) setal arrays
remained compressed and did not adhere
(Fig. 3A). Average friction,
F||, was 7.5±0.0004 mN (N=12), for an
average normal (compressive) force, F
of
25.0±0.2 mN, yielding a friction coefficient, µ, of
0.31±0.02. When dragged along their natural path (with curvature) setal
arrays compressed initially and then adhered, resulting in tensile normal
forces (Fig. 3B). Average
F|| in arrays dragged with curvature was
74.6±9.0 mN (N=25). Average adhesive force, F
, was 34.8±4.6 mN. Adhesive force was a linear function of
shear force: F
=-0.487F
||+0.002 (R2 =0.89), in N. The angle of the
resultant force vector is
*=tan-1(F
/F||). Using values of
*
calculated from F
and F||
for each trial, average
* was 24.6±0.9°.
|
*) of
single setae. Average
* was 30.0° (s.e.m.=0.27°,
N=60) and median was 30.1°. The mean ratio between adhesion and
friction, the tangent of mean
*, in isolated setae is
tan(30.0°)=0.577. The linear regression of adhesive force on friction
force was F
=-0.597
F||-1.20x10-7
(R2=0.98), in N.
Comparison of critical angle of detachment among seta, array and toe
* values for single setae
(Autumn et al., 2000
) did not
differ significantly from a normal distribution (Kolmogorov-Smirnov test of
normality, DK-S=0.066; P>0.2).
* values differed significantly from a normal distribution
for arrays (DK-S=0.216; P=0.004) and toes
(DK-S=0.135; P<0.001). For this reason we do
not report parametric ANOVA statistics, but instead used a Kruskal-Wallis
one-way analysis of variance of ranks. Note that the parametric ANOVA yielded
similar results with respect to significance of differences in
* among seta, array, and toe levels. Values of
* differed significantly among seta, array and toe levels
(Kruskal-Wallis, H=90.133; d.f.=2; P<0.001). Array and
toe values of
* were not significantly different from each
other (Dunn's pairwise contrasts,
rank=4.475;
Q=0.273; P>0.05), and were significantly lower than
* in setae (
rank>103;
Q>5.6; P<0.05).
| Discussion |
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, where µ is the
coefficient of friction and F
is the normal force.
When dragged across glass against their natural curvature, isolated arrays of
gecko setae exhibit a typical coefficient of friction of 0.31±0.02
(Fig. 3A,C), consistent with
prior results (Autumn et al.,
2006b
Frictional adhesion
When dragged along their natural curvature, isolated setal arrays of geckos
exhibit a very different tribological response than that predicted by previous
friction/adhesion models or the Kendall tape peeling model (Eqn 1). As an
array of setae began to slide along the surface, adhesion developed and
persisted (Fig. 3B,D).
Surprisingly, the ratio of shear force to adhesive force was approx. 2:1,
irrespective of force magnitude (Fig.
4A). To test the generality of this effect, we measured the angle
at detachment (
*) in live geckos hanging by a single toe.
The angle at which toes detach was 25.5±0.2° (N=181),
similar to
*=24.6±0.9° for isolated arrays. The
peeling model predicts that larger forces cause lower values of
* (see Eqn. 2). Instead, gecko toes detached at a constant
angle regardless of applied force. These results are consistent with the
function of single isolated setae (Autumn
et al., 2000
), which detach at an angle of 30.0±0.27°
(Fig. 4B). Indeed, it is likely
that the value of
*=30° in single setae sets the upper
limit for
* at the array and toe levels.
|
![]() | (4) |
which defines the minimum compressive load to withstand a given shear load.
In the adhesive direction (with setal curvature;
Fig. 3D), the adhesive force is
limited by the shear force and the critical angle of detachment,
*. We term this new model `frictional adhesion',
![]() | (5) |
which defines the minimum shear load to withstand a given adhesive load.
Finally, we set an upper limit on the maximum shear force:
![]() | (6) |
which will, in general, be a function of material strength, shear strength of the contact interface, and the maximum force that a limb can apply to the contact.
A test of the frictional adhesion model for gecko pads would be to measure
the ratio of F|| to F
during
actual climbing. Using values for
* of 25 to 30°, we
predict a shear force greater than 1.7-2.1 times the adhesive force. A shear
force of less than 1.7 times the adhesive force would fail to support the
frictional adhesion model. While there are no force data for climbing tokay
geckos, data do exist for climbing house geckos (Hemidactylus
garnotii) (Autumn et al.,
2006a
). We reanalyzed the wall-reaction force data for the front
legs of climbing house geckos from Autumn et al.
(Autumn et al., 2006a
) and
found that average F||=0.030±0.004 N (N=13) and
average F
=0.006±0.002 N (N=12).
Thus, shear force was 5 times adhesive force, suggesting that climbing geckos
generated much greater shear forces than were required to maintain adhesion.
The angle of the average resultant force vector during real climbing was
tan-1(F
/F||)=11.3°, well below the 25 to
30° value of
* in toes, arrays and single setae in tokay
geckos (Gekko gecko), consistent with the frictional adhesion
model.
Comparison of JKR, Kendall peel and frictional adhesion models
In Fig. 5 we compare the
frictional adhesion model (Fig.
5A) for the gecko pad and two commonly used adhesive models from
the literature, the Johnson, Kendall, Roberts (JKR;
Fig. 5B) model
(Johnson et al., 1971
) and the
Kendall peel model (Fig. 5C)
(Kendall, 1975
). For each of
these models we plotted a limit curve in force-space
(F||, F
). Combinations of
normal and shear forces inside the shaded regions of
Fig. 5 are safe; forces at the
boundaries cause failure due to pull-off, sliding or peeling. We chose
parameters for all three models to allow a 50 g model of a gecko to cling to
an inclined plane at all angles between 0° (flat) and 180° (inverted).
Table 1 contains a list of
parameter values for the three contact models.
|
|
We used parameters for the Kendall peel model based on previous results for
a micro-structured tape (Daltorio et al.,
2005
) and the original data
(Kendall, 1975
), using a
constant adhesion energy. Adhesion energy is velocity-dependent in peeling
tape (Crosby and Shull, 1999
;
Kendall, 1975
); the adhesion
energy used here corresponds to a near-zero peel velocity. At small peel
angles, the maximum force is given by Eqn. 3. As peel angle increases to
90° (pulling away from the surface) and then to 180° (pulling back on
itself) the peel force decreases. We consider onset of peeling as a failure of
the contact. For positive normal forces, we assume the maximum shear force is
independent of normal force and is given by the Kendall peel model limits at
peel angles of 0° and 180°. A reasonable alternative would be to
assume that the contact obeys the Coulomb friction limit (as shown in
Fig. 5B) for positive normal
forces.
The frictional adhesion (Fig.
5A) model parameters are derived from the results of this study.
For purposes of comparison, we chose the shear force limit to coincide with
that given by the peel model. However, as noted previously, a gecko is capable
of supporting its entire weight by a single toe on a vertical surface
(Autumn, 2006
). Thus it is
reasonable to expect that an entire gecko foot could support 3 or 4 times the
gecko's weight, comparable to the limits on shear force in both the frictional
adhesion and peel models used here.
We used the JKR model (Johnson et al.,
1971
) to calculate the adhesive and shear forces sustainable by a
spherical elastic asperity in contact with a flat substrate. We chose
parameters based on the results for an array of micro-structured posts
(Peressadko and Gorb, 2004
).
To generate comparable amounts of adhesion to the previous models, we
increased the number of posts in contact with the substrate and assumed the
macroscopic behavior scales linearly. We calculated shear force using the
contact area given by JKR, setting the maximum shear stress to 21 kPa, which
is larger than values shown for rubber
(Savkoor and Briggs, 1977
),
but reasonable for tacky materials. Johnson showed that shear loads below the
slip limit (flat portion of the JKR curve in
Fig. 5B) reduce the maximum
pull-off force (Johnson,
1997
). We neglected this effect because while it would round the
flat portion of the JKR curve, there is no significant effect on the general
characteristics of the model or our subsequent comparison and analysis.
In the tape peeling model (Fig.
5C), maximum pull-off force occurs when a positive shear force is
also present; however, continued increase of shear force results in decreased
pull-off force due to stretching. The JKR model
(Fig. 5B) has a maximum
pull-off force when no shear force is present. In contrast, the frictional
adhesion model (Fig. 5A)
predicts that pull-off force increases linearly with shear load. Furthermore,
frictional adhesion cannot sustain any pull-off force in the absence of shear
whereas the peeling model shows a small pulloff force in the absence of shear.
We argue that the requirement of shear force to maintain adhesion in the
frictional adhesion model is an advantage for scansorial animals and robots -
not a limitation - because it provides greater control over adhesive forces.
Unlike the JKR and tape peeling models, the frictional adhesion limit curve
intersects the origin. This allows a foot to separate from a surface with
essentially zero contact forces at the actual instant of detachment, as
reported in the experimental data (Autumn
et al., 2006a
). Non-zero forces at the instant before detachment
cause force discontinuities when those forces drop rapidly to zero as
detachment occurs. Force discontinuities cause disturbances of the center of
mass and foot contact, potentially causing premature detachment or other
undesirable behavior.
|
For comparing the effects of contact model, we define a stability margin
that represents the distance in force-space between a particular value of the
contact forces,
Fi=(F||,F
). at a particular foot and the nearest point,
f(x,y), on the corresponding limit curve for a contact
model. The stability margin is then defined as
![]() | (7) |
for all x and y on the limit curve. Fig. 6B shows a graphical representation of the stability margin for a particular point in force-space. It represents the largest magnitude perturbation force (measured as a percentage of body weight) that can be added, in any direction, to a foot without causing contact failure. In this analysis, we minimized the internal force while maintaining a minimum stability margin of 25% when possible.
When using an anisotropic model (Kendall peel model or frictional adhesion model), the foot orientation must be specified. For maximum stability the front foot is always oriented with the +F|| axis of the contact model aligned to the positive climbing direction, +y. For the rear foot, we tested both orientations (+F|| aligned with +y or -y) for maximum stability. We performed our analysis numerically using Matlab 7 (The MathWorks, Inc., Natick, MA, USA). The center of mass was located 2 cm above the surface and centered between the front and rear feet. Front and rear feet were separated by 10 cm and the mass of the gecko was set at 50 g.
|
Conclusions
At the turn of the 20th century, Haase noted that attachment is
load-dependent and only occurs in one direction: proximally along the axis of
the toe (Haase, 1900
). Hora
observed that geckos generated adhesion only in combination with a shear force
(Hora, 1923
), leading him to
conclude that geckos adhere by having a very large coefficient of friction.
Subsequent workers (Autumn,
2006
; Autumn et al.,
2000
; Dellit,
1934
; Mahendra,
1941
) dismissed Hora's hypothesis of adhesion-by-friction on the
theoretical grounds that it could not explain how a gecko hangs on an inverted
surface. With no load from gravity, friction should be absent, irrespective of
the value of µ. However, our results and theory suggest that perhaps Hora
was ahead of his time and that indeed geckos do adhere by using opposing feet
to generate friction on inverted surfaces. In contrast to conventional
friction (Eqn. 4), where the shear force is a function of the normal force,
gecko setae represent a new phenomenon of `frictional adhesion' where adhesion
is a function of the shear force (Eqn. 5). This behavior is well-suited for
climbing vertical surfaces since gravity naturally loads the contact in a way
that generates adhesion. Frictional adhesion provides a means to control
precisely the adhesion via the shear force, allowing attachment and
detachment to occur with negligible forces
(Autumn et al., 2006a
).
It is unknown if the critical angle of detachment (
*) is
similar among species of gecko or precisely how morphological characteristics
of the seta determine
*. Further studies of setal structure
and function will elucidate the mechanisms underlying frictional adhesion.
Measuring kinematics and kinetics of geckos on vertical and inverted surfaces
to yield foot orientation and internal forces will test the predictions of the
frictional adhesion model and our simulation. Behavioral observations of
geckos in nature will provide an important test of our stability predictions.
For example, it is possible that when threatened by a predator
(Hecht, 1952
) geckos maximize
adhesive stability by opposing the orientation of their feet and producing
high internal shear forces. While setal structures in insects adhere with a
liquid secretion, they may also be governed by a similar frictional adhesion
relationship, as are gecko setae. Peak friction in whole insects on
centrifuges is 5-11 times the peak adhesion
(Gorb et al., 2002
). A future
study should explore the possibility that frictional adhesion occurs in
insects and governs the control of leg forces in climbing insects
(Niederegger and Gorb, 2003
;
Niederegger et al., 2002
).
Using the whole-insect friction:adhesion ratios of 5:11
(Gorb et al., 2001
;
Gorb et al., 2002
) our model
predicts critical angles of 11.3-5.2°, much lower than that of the gecko
setae in our study. However, since multiple legs were in contact in these
studies, one cannot resolve the angles of the adhesive patches at
detachment.
The results of this study are being applied to the design of climbing
robots. A newly developed climbing robot, Stickybot
(Fig. 8A), uses gecko-inspired
structures that, while crude in comparison to those of a gecko, exhibit
similar anisotropic frictional adhesion
(Fig. 8B). Compared to
isotropic adhesive materials, we have observed smoother and faster climbing
when utilizing the directional, microstructured, frictional adhesives
(Fig. 8C) rather than flat
adhesive pads, possibly due to lower attachment and detachment forces. Toe
peeling in geckos [digital hyperextension, DH
(Russell, 1975
)] has also
inspired the design of hyperextensible toes on robot feet. Before Stickybot
employed frictional adhesive pads, force discontinuities during foot
detachment often caused catastrophic failure - even with the use of
hyperextensible peeling toes. Our results question the value of DH in
detachment in gecko feet since frictional adhesion can in theory permit
detachment of the toe pads with near-zero forces without peeling, simply by
reducing the shear load. However, DH might be desirable for detachment on
vertical and inverted surfaces where body weight loads toes in shear and
causes frictional adhesion.
|


*

| Acknowledgments |
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