|
|
|
|||
| Home Help Feedback Subscriptions Archive Search Table of Contents | ||||
First published online September 14, 2007
Journal of Experimental Biology 210, 3361-3373 (2007)
Published by The Company of Biologists 2007
doi: 10.1242/jeb.003970
Muscles do more positive than negative work in human locomotion
Biomechanics Laboratory, Department of Exercise and Sport Science, East Carolina University, Greenville, NC 27858, USA
* Author for correspondence (e-mail: devitap{at}ecu.edu)
Accepted 18 July 2007
| Summary |
|---|
|
|
|---|
Key words: gait, joint power, incline, stair, ramp, walking
| Introduction |
|---|
|
|
|---|
Positive and negative muscle work assessed through inverse dynamics and
subsequent calculations of joint powers have been performed on level surfaces
and non-level, ascending and descending gaits on ramps and stairs
(DeVita and Hortobagyi, 2000
;
Duncan et al., 1997
;
Eng and Winter, 1995
;
Lay et al., 2007
;
McFadyen and Winter, 1988
;
McIntosh et al., 2006
;
Nadeau et al., 2003
;
Riener et al., 2002
;
Swanson and Caldwell, 2000
).
Nearly all these studies reported joint power values or muscle work during
selected phases of the stride or at selected joints. To our knowledge,
however, few studies have reported total muscle work throughout the entire
stride by integrating the joint power vs time curves in these gait
tasks. Eng and Winter reported total negative work and total positive work
from joint powers at each lower extremity joint in level walking
(Eng and Winter, 1995
). They
did not sum these values, however, nor discuss the observed discrepancy
between the summed negative (–0.77 J kg–1) and positive
work (1.17 J kg–1) per stride. Duncan et al. reported muscle
work from joint powers at each lower extremity joint in stair ascent and
descent (Duncan et al., 1997
).
These authors also did not calculate total positive and negative muscle work
nor discuss the apparent discrepancy between the magnitudes of work in ascent
and descent. Their data, however, showed that positive muscle work was two- to
threefold greater in stair ascent compared to negative muscle work in descent
(Duncan et al., 1997
). Upon
closer examination of other literature, it is clear that ascending vs
descending gaits have longer stance durations and higher average joint powers
(Lay et al., 2007
;
McFadyen and Winter, 1988
;
McIntosh et al., 2006
;
Riener et al., 2002
) and this
combination of factors dictates that muscle work derived from joint powers
would in fact be greater in ascent than in descent. Since it is widely assumed
that net muscle work would be zero in level gaits and equivalent in ascending
and descending gaits of equal vertical displacements (e.g.
Laursen et al., 2000
), it was
surprising that neither Eng and Winter
(Eng and Winter, 1995
) nor
Duncan et al. (Duncan et al.,
1997
) supported these suppositions. This possible inequity in
negative and positive muscle work in both level and non-level gaits has not
been addressed in the literature. We think the integration of these results
suggests two interesting biomechanical phenomena: (1) despite the maintenance
of a constant average level of total mechanical energy, positive muscle work
is greater than negative muscle work in level gait, and (2) despite equivalent
changes in total mechanical energy in ascending and descending gaits of
identical vertical displacements, positive muscle work is greater than
negative muscle work in ascending compared to descending gaits. The purposes
of the present study were to compare positive and negative muscle work in
level walking and net positive and negative muscle work in ascending and
descending walking on a ramp and on a stairway. We suggest that the assessment
of positive, negative and net muscle work in level and non-level gaits would
increase our understanding of the functional roles of muscles in cyclic human
movement and the potential bias towards energy generation vs
dissipation in muscle function.
| Materials and methods |
|---|
|
|
|---|
Experimental set-up
Three experimental arrangements were used in this study. A 15 m level
walkway, a 5 m ramp inclined 10° and a four-step stairway were fitted with
one of two force platforms (AMTI, models OR6-6-2000 and LG6-4-2000, Newton,
MA, USA) in the middle of the walkway and ramp and on the second stairway
step. The stairway had a standard commercial design that included a 0.19 m
rise and a 0.28 m run (Irvine et al.,
1990
). Three-dimensional ground reaction forces (GRFs) and the
free moments were measured with the force platforms at 960 Hz and stored on
computer. The vertical force channels were calibrated with known weights
ranging from 0 to 2100 N. The voltage outputs were highly linear throughout
the tested range and the coefficient of determination between force and
voltage were R2=0.999 for both instruments. Sagittal plane
kinematics was recorded at 120 Hz for each gait task using an infrared digital
camera system (Qualisys MacReflex 240, Gothenburg, Sweden). The analysis was
limited to the sagittal plane, which included all anteroposterior and vertical
kinematics, because these represent the fundamental motions and energetic
characteristics in level and inclined gaits.
An infrared timing system (Model 63520, Lafayette, Lafayette, IN, USA) was used to constrain walking velocity to a nominal value of 1.50 m s–1 in level and ramp tests. The observed average (± s.d.) velocities over the timed intervals were 1.52±0.06, 1.49±0.04 and 1.50±0.06 m s–1 in level, ramp ascent and ramp descent conditions, respectively. A metronome set to 1.33 Hz was used to constrain stairway speed by matching foot-strike on each step to this frequency. This technique produced an average (± s.d.) nominal walking velocity of 0.45±0.04 m s–1 on the stairs. It was necessary to constrain walking speed so that kinetic energies did not change over the stance phases and were equivalent during ascent and descent on the ramp and stairway. Thus any differences in positive and negative muscle work in level walking and net muscle work between ascending and descending gaits could not be attributed to increasing or decreasing kinetic energy in any gait. We verified that kinetic energy was relatively stable in ramp and stair gaits by noting the average resultant linear velocity of the shoulder joint and the change in this velocity over the stance phases. The observed average (± s.d.) shoulder velocities over the analyzed stance phases in ramp ascent and descent were 1.50±0.05 and 1.52±0.07 m s–1, respectively. The observed average velocities over the analyzed stance phases in stair ascent and descent were 0.44±0.04 and 0.45±0.05 m s–1, respectively. These velocities changed less than 2% from initial and final moments in the stance phases in these movements. For level walking, we compared negative and positive impulses from the anteroposterior GRF and found they were also less than 2% different.
Testing protocol
Participants wore black spandex bicycle shorts, a tight fitting T-shirt,
and athletic shoes. Standing height and mass were measured along with
circumferences of the proximal right thigh, knee, ankle and metatarsal heads.
Reflective markers were placed on the participants' right side on the lateral
border of their fifth metatarsal head, the lateral heel of the shoe, lateral
malleolus, lateral femoral condyle, greater trochanter and the shoulder.
Participants walked on the walkway, ramp and stairway for several minutes
until they were relaxed and comfortable. A starting point was selected so that
the right foot would contact the force platform in a normal stride. Trials
were discarded if the subject's velocity was more than 5% different than the
target speed, if the foot was not completely on the force platform or if the
subject made visually obvious stride alterations to contact the force
platform. Five successful trials were collected as a minimum for each subject
and gait condition. The order of testing level, ramp and stair conditions was
counterbalanced among the participants. No participants reported fatigue or
required rest during the test session. The level walking data were obtained as
a reference for interpreting the ramp and stair results.
We chose to evaluate three locomotion tasks to reduce the possibility of particular task-specific characteristics of a single gait causing the outcome in this study. Level, ramp and stairway gait have distinct biomechanical characteristics. Conceptual agreement among the results from all three gaits would eliminate the task-specific characteristics of one gait and support conclusions generalized to human locomotion. Level, ramp and stair gaits cover a continuum of characteristics that broadly include constant vs changing energy levels (level vs non-level gaits), low vs high kinematic constraints (level and ramp vs stair gaits), and work primarily concentrated at a single joint vs multiple joints (ramp descent vs ramp ascent). Additionally, these gaits are the most common locomotion tasks used by humans. Thus, testing these three different tasks enables us to interpret the results in a broad and fundamental way.
In addition to the gait tests, two planar movements were analyzed to verify
that positive and negative joint work are equivalent in some cyclic movements.
We measured frontal plane motion of the upper extremity during 90° of
shoulder abduction followed by shoulder adduction to the starting position in
one subject standing erect. We also measured sagittal plane lower extremity
motion during a cyclic squat movement performed on a force platform. The
movement started and ended in the standing position and included flexion and
extension rotations at the hips and knees and dorsiflexion and plantarflexion
rotations at the ankle. Both shoulder and squat movements were performed
slowly and lasted
2.2 s and
1.7 s, respectively. Reflective markers
were placed on the wrist, elbow and shoulder for the adduction–abduction
task and as described above for the squat task. These motions were analyzed
identically to the gait tasks, with the exception that total joint work for
the shoulder movement was summed from elbow and shoulder joint work.
Data reduction
The digitized Cartesian coordinates of the reflective markers describing
the stance phase on the force platform were processed through a second order
low-pass digital filter, which automatically selected the cut-off frequency
based on Winter's method (Winter,
1990
). The mean cut-off frequency was
5.0 Hz. Linear velocity
and acceleration were calculated for each point during the stance phase. Joint
angular position and velocity were calculated at the hip, knee and ankle.
Inverse dynamics using linear and angular Newton–Euler equations of
motion were used to calculate the joint reaction forces and torques at each
lower extremity joint throughout the stance phase. The process was also
applied to the elbow and shoulder joints and the lower extremity joints during
the shoulder and squat movement tasks. Magnitude of the segmental masses,
their moments of inertia, and the locations of the mass centers were estimated
from the position data using a mathematical model
(Hanavan, 1964
), segmental
masses reported by Dempster (Dempster,
1959
), and the individual subject's anthropometric data. Center of
pressure during the gait and squat trials was calculated from the ground
reaction forces and the mediolateral moment on the force platform and used to
identify the point location of the ground reaction forces. Joint powers were
calculated as the product of the joint torques and joint angular velocities.
Summed torque and power curves were then calculated as the sum of the ankle,
knee and hip joint torques and powers and used to provide a visual description
of the simultaneous torque and power output of the three joints. Positive,
negative and net work throughout the stance phases were calculated from the
hip, knee and ankle powers as the areas under the joint power curves. Because
step length during ramp descent walking was 10% shorter than in ascent walking
(0.66 m vs 0.74 m), all ramp work values were normalized to step
length and expressed in J m–1. Work values in level and stair
gait were expressed as J step–1. Positive and negative work
indicated that the muscles crossing the particular joints generated or
dissipated mechanical energy. The fundamental assumption in this study was
that joint work calculated from joint powers represents the work done by
muscles. This interpretation of joint power and work is well established and
has a long history in biomechanics, beginning in 1939
(Elftman, 1939
) and continuing
(e.g. Winter, 1983b
), through
our previous work (e.g. DeVita and
Hortobagyi, 2000
) and newer work in animals (e.g.
Dutto et al., 2006
) to our
present study. The basic premise in these and other studies is that joint
torques are produced principally by muscle forces and therefore work from
joint torques (i.e. area under the joint power vs time curves) is a
reasonable and accurate estimate of muscle work.
Statistical analysis
We limited the statistical comparisons to the pertinent work values in each
gait. Level, ramp and stairway gait were analyzed independently because the
work values depended primarily on the slope of each environment and the gait
speed used with each condition. Dependent t-tests were used to
compare positive and negative work at each joint and the net positive and
negative work in level walking and net joint work in ascent and descent gaits
on the ramp and stairs. A conservative P<0.010 was used to
indicate statistical significance in all tests because of the multiple
comparisons.
| Results |
|---|
|
|
|---|
|
|
|
Ramp descent and ascent walking were performed with similar summed extensor torques throughout most of their stance phases (Fig. 4). These summed torques were produced by extensor torques at each joint. Knee extensor torque was larger in descent, however, whereas hip and ankle extensor torques were larger in ascent. In contrast to the similarity in summed torques, the summed powers in ramp descent and ascent were nearly entirely negative and positive, respectively. The individual joint powers, however, showed that muscles crossing each joint contributed both negative and positive power and work to both movements (Fig. 5). Knee muscles were the primary dissipaters of mechanical energy in ramp descent, performing 58% and 81% of the negative and net muscular work. Ankle and hip muscles were the primary energy generators in ramp ascent combining to perform 86% and 95% of the positive and net work. Of the 34 subjects, 30 had greater net work in ramp ascent compared to descent. Joint work was larger in ramp ascent vs descent because both average power across all joints (92 W vs 78 W, respectively) and the time duration of stance (0.70 s vs 0.62 s, respectively) were larger in the ascending gait (see total ascent and descent work in Fig. 5C and Fig. 8, below).
|
|
|
|
|
Total joint work in both ascending and descending gaits is shown in Fig. 8. Ascent work was 25% (P<0.010) and 43% (P<0.000) greater than descent work in ramp and stair gait, respectively. Despite ascending and descending the same inclined ramp and standard stairway, work by the lower extremity muscles was significantly larger when mechanical energy was increased in ascending gaits than when it was decreased in descending gaits.
| Discussion |
|---|
|
|
|---|
16 J
step–1. To further interpret this value, without dissipating
this additional energy the participants would have more than doubled their
walking speed from 1.50 to 3.02 m s–1 in only 16 steps.
Second, gait tasks that raise or lower an individual's center of mass while
maintaining constant average velocity change the person's total energy by
either increasing or decreasing gravitational potential energy. These
increases and decreases would be identical if the changes in vertical
positions were identical [e.g. see fig.
3, external work in gradient walking, in Minetti et al.
(Minetti et al., 1993
2.4-fold greater work in
ascent compared to descent running. Admittedly, other muscles may have
compensated for this reduced negative work by increasing their negative work
during descent running as suggested by these authors. For example, as seen in
the present study, knee muscles are principle energy dissipators in at least
two descending gaits. We are also cautious when comparing the present results
with those of Gabaldon et al. because the ankle joint muscles and the general
anatomy of the ankle region may not be as well adapted to dissipating compared
to generating energy. We do, however, think the similarity between these sets
of results is interesting and it at least suggests that work from other
individual muscles be directly compared between ascending and descending gaits
for the purpose of determining whether the net positive bias in muscle work as
presently observed can be supported by such a bias in individual muscles.
On average for the two non-level gait tasks presently measured, the
magnitude of the observed positive muscle work in ascent was 25 J greater than
the magnitude of the negative muscle work in descent on a per step basis. This
value may simply be one estimate of the differences between negative and
positive muscle work that would be observed in various gait situations. Gait
mode (i.e. walking, running, skipping), slope of the inclined surface or
stairs, gait velocity, population characteristics, and other factors may alter
this basic result and have yet to be investigated. By integrating the results
for level and non-level gaits, we can provide an initial partitioning of the
difference between positive and negative muscle work in non-level gaits into
the amount of additional positive work required to maintain a constant average
energy level and the amount of additional positive work required to raise
one's center of mass. Since level walking required a bias of 16 J of positive
work, it appears that
60% of the difference in energy generation
vs energy dissipation in non-level gaits (i.e. 16 J of the 25 J
difference in ascent and descent) may be associated with the attempt to
maintain a constant level of mechanical energy, and the remaining
40% may
be due to the mechanics of raising one's mechanical energy.
The present study is the first to purposefully investigate and report
empirical data demonstrating the differences in the amount of muscle work in
ascending and descending gaits. The outcome of this investigation was that,
despite equivalent changes in total body mechanical energy while ascending and
descending a ramp or a stairway, muscles produce more work in ascent than in
descent. This study was not, however, the first to show that muscles produce
more positive than negative work during constant speed level gait. Elftman
calculated muscle work through joint powers as we did and he reported that in
a complete cycle of level running, lower extremity muscles performed nearly
twice as much positive (205 J) work than negative work (–112 J)
(Elftman, 1940
). The
difference was attributed to air resistance, missing upper extremity work, and
slippage of the foot with subsequent loss of energy during ground contact.
These factors, however, probably do not account for the present differences in
level walking nor in the non-level gaits. Loss of energy due to air resistance
should be negligible since walking is a relatively slow activity and our data
were collected indoors in the absence of wind. To our knowledge there was no
perceptible foot slippage and appreciable energy loss due to friction even in
ramp descent. Upper extremity work as discussed below should also not account
for the present discrepancy. We also derived total positive and negative work
during a complete stride in level walking from Eng and Winter
(Eng and Winter, 1995
) by
summing their individual work values from each lower extremity joint. The
ratio of their summed positive (1.17 J kg–1) and negative
(0.77 J kg–1) values is 1.52, which is similar to the 1.47
ratio from our data. Interestingly, a similar result was also observed in the
limbs of horses trotting on a level surface. Dutto et al.
(Dutto et al., 2006
) measured
joint work in the forelimb and hindlimb of horses trotting at a constant
speed. They expected to observe counterbalancing negative forelimb and
positive hindlimb work over the stride cycle. While the hindlimb did produce
net positive work (i.e. 0.34 J kg–1), forelimb work was
essentially zero. The net joint work was therefore positive despite the
maintenance of a constant level of total mechanical energy. Dutto et al.
conjectured the net zero work in the forelimb was due to their inability to
`account, experimentally, for the negative work done by the extrinsic
muscles connecting the scapula and the thorax'. While this may be the
case, our data suggest that this additional negative work may not have
completely balanced the positive hindlimb work. In short, the data from Dutto
et al. showing a bias towards positive muscle work may in fact be entirely and
accurately descriptive of muscle work in trotting horses on level
surfaces.
The present results suggest two novel hypotheses regarding muscle
energetics in human locomotion. First, we hypothesize that level walking
requires muscles to generate a net positive amount of work per gait cycle to
overcome energy losses by other tissues. Thus level walking does not balance
muscle work through concentric and eccentric contractions but emphasizes the
`over-production' of energy through shortening contractions to maintain a
constant level of total mechanical energy. The hypothesis suggests that some
of the positive work produced by muscle is not used to maintain gait velocity
(i.e. kinetic energy) and upright posture (i.e. potential energy) but is
wasted through various energy sinks. Second, we hypothesize the biomechanical
principle that skeletal muscles generate more mechanical energy in gait tasks
that raise the center of mass compared to the mechanical energy they dissipate
in gait tasks that lower the center of mass despite equivalent changes in
total mechanical energy. Level and non-level gaits require mechanical energy
generation and dissipation throughout the gait cycle. The single source of
mechanical energy generation in locomotion is the conversion of chemical
energy stored in adenosine triphosphate (ATP) into mechanical energy through
the rotation of myosin heads after cross bridge formation within sarcomeres
(i.e. the `power stroke') (Huxley,
1969
). Conversely, energy dissipation is most likely performed
within all body tissues to varying extents. For example, in both level and
non-level gaits, the `wobbling mass' (Nigg
and Liu, 1999
) of muscle bellies along with adipose tissues lose
mechanical energy, as do the compression and subsequent vibrations of joint
cartilage, knee meniscii, intervertebral discs and boney structures, including
the vertebral bodies. The idea that tissues other than muscle perform negative
work in gait was expressed by Williams and Cavanagh, who conceptually
partitioned negative work in running to that performed by muscles and that
performed by `non-muscular tissues'
(Williams and Cavanagh,
1983
).
The two new hypotheses can be investigated through a variety of models and
approaches that would enable us to understand how various factors influence
the magnitude of the positive bias in muscle work in locomotion. We observed
the positive bias within a discrete combination of methodological factors.
This bias may be affected by numerous physiological and biomechanical
characteristics, along with ecological and environmental factors. For example,
population characteristics such as obesity may be directly related to
differences in positive and negative work in non-level gaits. Obese
individuals may dissipate more energy in their soft tissues than lean and thus
have a greater discrepancy between positive and negative muscle work in level
or non-level gaits. We showed previously that old adults ascended a stairway
by performing the same amount of joint work as young adults (1.50 J
kg–1) but they descended by performing less joint work than
the ascent amount (–1.15 J kg–1) and also less work
than the young adults (–1.25 J kg–1) performed in
descent (DeVita et al., 2001
).
Thus, it appears some populations may alter their neuromuscular control
strategy to selectively reduce muscle work in descending gaits. Ecological
characteristics such as type of gait, gait velocity and load carrying may also
influence the disparity in positive and negative muscle work. Finally,
environmental characteristics such as ramp slope, stair height and surface and
footwear stiffnesses may also interact with the relative amounts of positive
and negative muscle work in level and non-level gaits.
Three potential causes of the reduced muscle work in descending gaits
We first compared negative and positive work in cyclic activity by
investigating two simpler movements, the shoulder and squat tasks. These
applications showed that positive and negative muscle work can be equivalent
in cyclic tasks. Why then was the negative joint work in descending gaits
lower than the positive work in ascending gaits? We propose that the principle
biomechanical cause of this outcome was the relatively high magnitude of the
accelerations occurring in the descending gaits, and in particular the
accelerations in the initial portion of the stance phase. These accelerations
are directly related to the applied ground reaction forces (GRFs), which are
shown in Fig. 9. Both the rate
of force application in early stance phase and the first maximum force were
27% larger in the descending vs ascending tasks. The first
maximum forces in ramp descent and ascent walking produced accelerations of
13.2 and 10.7 m s–2, respectively, on the subjects' centers
of mass. The corresponding values for stairway gait were 13.8 and 10.5 m
s–2. In excellent agreement with our results, Loy and
Voloshin reported 130% higher shock waves in stair descent vs ascent
(Loy and Voloshin, 1991
). A
similar result was also observed in stiff (less joint flexion) and soft (more
joint flexion) landings from a vertical drop
(DeVita and Skelly, 1992
).
Stiff compared to soft landings had 23% larger GRFs and 18% less total joint
work derived from joint powers. In contrast, the maximum accelerations in both
shoulder and squat tasks were
2.5 m s–2 in both lifting
and lowering phases. The high accelerations in descent walking most likely
placed relatively large loads on various non-muscular tissues initiating an
energy-dissipation response (e.g. Pain and
Challis, 2001
; Weijers et al.,
2005
). This dissipation response has been well described in
various running gaits as an attenuation of the shock wave that travels from
the foot to the head during each step
(Derrick et al., 1998
;
Mercer et al., 2003
). This
explanation also agrees with the idea that collisions with the support surface
are a major factor for energy losses and subsequent energy generation by
muscle during locomotion (Kuo et al.,
2005
; Ruina et al.,
2005
). We now add to this concept by suggesting that relatively
larger collisions (i.e. more forceful collisions) exact more of their
energetic cost on non-muscular tissues.
|
A second factor leading to the reduced muscle work in descent vs
ascent may be a difference in the direction of the floor reaction force vector
relative to the lower extremity joints. We observed that despite the larger
initial GRF peaks in both descending gaits, the initial peaks in the summed
joint torque curves were not larger in the descending than ascending gaits. In
fact, while the initial GRF peak was larger in stair descent compared to
ascent, the initial peak in the summed torque curves was larger in stair
ascent compared to descent. We interpret these disparities between GRFs and
joint torque responses as indicating that the larger GRF vector was directed
closer to the joint centers in the descending compared to ascending gaits.
This orientation would increase the muscle mechanical advantage by creating
shorter lever arms for the external ground force and lead to smaller joint
torque and power responses per unit GRF. Surface slope has been shown to alter
muscle mechanical advantage such as theorized here in inclined vs
level running (Roberts and Belliveau,
2005
). While the larger GRFs in descending gaits may have had a
reduced effect on the musculature through this mechanism, they are still
applied to the other body tissues, including the skeleton, most directly
through foot contact with the floor and to the remaining tissues through their
attachments to the skeleton. Vibrations in these non-muscular tissues induced
by impact forces would initiate an energy dissipating response and reduce the
work required by muscles. Pain and Challis
(Pain and Challis, 2002
)
quantified the energy dissipating capabilities of soft tissues in the upper
extremity during impacts to the hand. They reported that these tissues could
dissipate up to 70% of the energy within the extremity through their
subsequent vibrations.
A third factor leading towards reduced negative work in descending gaits
may be the need for musculature to perform positive work to propel the lower
extremity upward and forward into the swing phase movement trajectory. Even
though the individuals reduced their vertical positions and potential energy
in descent, they needed to lift their limbs upward off the surfaces to
initiate the swing phase. Muscles at all joints performed positive work in
both ramp and stair descent (Figs
4,
6). The ankle muscles were,
however, the primary generators of this work in both gaits, doing 62% of the
total positive work in ramp descent (24.2 J m–1) and 73% in
stair descent (19.4 J step–1). Plantarflexor torque by the
ankle muscles and its resultant positive work in late stance is considered to
be an important source of power for propelling the limb into the swing phase
(Meinders et al., 1998
;
Neptune et al., 2001
).
Positive work at all joints, and in particular the ankle joint, led to a
larger total positive work during both descending gaits than the total
negative work in ascending gaits. Positive work in ramp descent was in fact
1.7-fold larger than negative work in ramp ascent and the corresponding ratio
for the stairs was 2.5. These results indicated that ascending gaits are
performed with a more singular muscle role of generating mechanical energy
whereas descending gaits are performed with a more dichotomized muscle role of
dissipating but also generating mechanical energy. Upon closer examination, it
is evident that total negative work in each descending gait was similar to the
total positive work in each ascending gait (–110 vs 112 J
m–1 in ramp descent and ascent, respectively; –102
vs 117 J step–1 in stair descent and ascent,
respectively). However, the biomechanical necessity to generate positive work
in the amount of
30% of the negative work in descending gaits is an
important element in the difference in net energy generation and dissipation
by muscles in non-level gaits.
Muscle function in non-level gaits
The present power curves are similar in shape and agree well with those
reported by others for ramp (Lay et al.,
2007
; McIntosh et al.,
2006
), stairway (Duncan et
al., 1997
; McFadyen and
Winter, 1988
; Riener et al.,
2002
), and level walking
(DeVita and Hortobagyi, 2000
;
Winter, 1983a
). There were
some differences between the present work and maximum power values and some of
those in the literature. These differences, however, were due to simple
procedural differences among the studies. For example, our maximum hip power
in ramp ascent was
65% lower than those reported by Lay et al.
(Lay et al., 2007
). This
difference is most likely due to the difference in surface slope. Our ramp was
inclined 10° whereas Lay et al.'s ramp was twice as steep at
21°.
Lay et al.'s previous work showed that hip torques are directly and strongly
related to surface inclination angle (Lay
et al., 2006
). The larger hip torque on the steeper slope used by
Lay et al. (Lay et al., 2007
)
would directly cause higher joint power and work. Positive hip work in stair
ascent also appears to be highly variable across many studies. For example, we
have relatively low positive hip work in stair ascent whereas Kowalk et al.
reported that hip muscles produced the greatest amount of work compared to
knee and ankle muscles (Kowalk et al.,
1997
). Others showed the hip work to be intermediate between ankle
and knee work (McFadyen and Winter,
1988
; Nadeau et al.,
2003
; Riener et al.,
2002
). Most likely other procedural differences such as walking
speed and step height on the stairway at least partially accounted for these
differences in maximum joint powers and muscle work.
Present power and work results show both the complexity of muscle function
in non-level gaits and the differences in muscle function across gaits. Within
each of the four non-level gait tasks, each muscle group produced both
negative and positive work during the stance phase (Figs
4 and
6, top two panels). The net
work output for each muscle group, however, was always negative in descending
and always positive in ascending gaits. This agrees with other studies on ramp
(Lay et al., 2007
;
McIntosh et al., 2006
) and
stair walking (Duncan et al.,
1997
; McFadyen and Winter,
1988
; Riener et al.,
2002
) except for the hip work in ramp descent
(McIntosh et al., 2006
) and
stair descent (Riener et al.,
2002
). Both these studies reported a net positive bias in hip work
even while descending these surfaces. The positive work was produced by hip
flexor torques in late stance, indicating the subjects were actively flexing
their hips to contribute to lifting the limb into the swing phase (i.e. add to
the ankle muscle function described above). Most likely they were not
generating positive work at the hip to accelerate the trunk forward and
downward since trunk angular positions in descending gaits are relatively
stable near the vertical. Our data and those in the other studies listed
showed hip power and work to be almost negligible compared to knee and ankle
power and work in the descending gaits. Thus, it appears that hip muscle work
is least important in descending gaits and that humans have some flexibility
in how they use their hip muscles for energy generation or dissipation in
these gaits.
The kinematic characteristics of ascending gaits seemed to influence how each joint torque contributed to the task more so than those in descending gaits. The large knee extensor torques were the primary energy dissipators in both ramp (58% of the negative work) and stair descent (49% of the negative work) and the ankle plantarflexor torques provided secondary dissipating roles (28% and 44% in ramp and stair gaits, respectively). Relative muscle function in ramp ascent, however, differed from that in stair ascent. The ankle plantarflexor torque was the primary energy generator in ramp ascent (53% of the positive work) and hip extensor torque provided the secondary contribution (33% of the positive work). Stair ascent was produced principally from energy generation by the knee extensor torque (48% of the positive work) and a secondary contribution from ankle plantarflexor torque (37% of the positive work). The stance phase in ramp ascent was initiated with only 28° of knee flexion and the knee flexed only 7° more in early stance, whereas the stance phase in stair ascent began with 75° of knee flexion. Ramp ascent had only 30° of knee extension whereas stair ascent had 65° of knee extension during the stance phases. The smaller range of motion towards extension limited positive work production at the knee joint while ascending the ramp and the larger range of motion on the stairs enabled the knee extensor torque to perform more work. Also, the general movement trajectory was more vertically oriented on the stairs (35° to the horizontal) than on the ramp (10°). It appears, therefore, that as the general inclination in human gaits rotates towards a more vertical orientation, positive work production shifts from hip extensor torque to knee extensor torque. This interpretation is supported by the level walking data in which positive work was larger at the hip than at the knee and that net work was also positive at the hip but negative at the knee.
Ankle plantarflexors (i.e. the muscle–tendon unit) store and release
energy during the stance phase and perform more like energy-saving elastic
springs than other lower extremity muscles
(Alexander, 1991
;
Biewener and Roberts, 2000
;
Dutto et al., 2006
). Present
data suggest this functional role in descent walking on ramps and stairs.
Ankle plantarflexors were the only muscle group to perform relatively large
negative work followed by relatively large positive work in either descending
gait. Ramp descent in particular was done with positive ankle work in late
stance, reaching 80% of the amount of the preceding negative work
(
–31 vs
24 J, respectively), while stair descent had
positive ankle work in the amount of 44% of the preceding negative work in
late stance (
–45 vs 19 J, respectively). These values
compare well with the intermediate value of
60% returned energy in the
gastrocnemius muscle–tendon measured in turkeys performing inclined
running (Roberts et al.,
1997
). The potential spring-like action of the ankle
plantarflexors also showed that despite the loss of total mechanical energy in
these gaits, descending locomotor tasks may employ the
stretch–shortening cycle to enhance necessary concentric, energy
generating contractions. No muscle group in either ascending gait had
significant energy dissipation, particularly in stair ascent. Muscle function
seemed to be strongly biased towards concentric, energy generating, shortening
contractions in ascending gaits but less biased towards eccentric, energy
dissipating, lengthening contractions in descending gaits. We can provide
approximations of the potential energy savings through elastic mechanisms by
calculating ratios of the negative and positive work in the four gaits. It
appears that ascending gaits may store and return only
10% of the total
energy whereas descending gaits may return
30% of the total energy.
Limitations in the present methodology
The purpose of these experiments was to determine if muscles generate more
energy than they dissipate during level and non-level gaits. To our knowledge
this study is the first attempt to investigate this biomechanical phenomenon
objectively. Our methods were based on well-accepted biomechanical analyses,
including inverse dynamics and subsequent joint power calculations. However,
there are several limitations to our methods that must be acknowledged. First,
the present analyses were limited to the stance phase of walking and did not
include swing phase biomechanics. Thus, the differences between positive and
negative work in all gaits may be accounted for by work done within the
swinging limb. We expect this proposition to be incorrect, however, because
numerous studies have shown swing phase mechanics, including power and work,
to be relatively low compared to stance phase mechanics
(Gottschall and Kram, 2005
;
Lay et al., 2007
;
McFadyen and Winter, 1988
;
Neptune et al., 2004
;
Riener et al., 2002
). Also,
swing phase typically includes two phases of positive work at the hip and two
phases of negative work at the knee, all of which are similar in magnitude and
should, for the most part, counterbalance each other
(DeVita and Hortobagyi, 2000
;
Winter, 1983a
). The analyses
were also limited to the sagittal plane of the lower extremity. While there
are few reports of work done in non-sagittal planes in level and non-level
gaits, it appears that work in these planes may be
15%, 10% and 6%,
respectively, of the sagittal plane work in level walking
(Eng and Winter, 1995
) and
stair descent and ascent walking (Duncan
et al., 1997
). Non-sagittal plane work, however, was also
distributed between positive and negative phases that would largely
counterbalance each other and not substantially reduce the differences between
positive and negative work as presently observed. One other study showed
relatively high power and positive work in the frontal plane during stair
ascent and this result would strengthen our position that positive muscle work
in ascending gaits is larger than negative muscle work in descending gaits
(Nadeau et al., 2003
). Work
done by upper extremity muscles was also not included in the present analysis
and is also infrequently reported. Mechanical energy fluctuations in the arm
and forearm during level walking have been reported
(Cavagna and Kaneko, 1977
;
Willems et al., 1995
). These
fluctuations were small relative to those in the lower extremity and Cavagna
and Kaneko estimated them to be
10% of the total work. Data in both
studies also showed similar positive and negative work fluctuations indicating
similar positive and negative work by the upper extremities. Admittedly, upper
extremity work may be larger in non-level vs level gaits and thus may
account for some of the observed differences between ascent and descent. We
conjecture, however, that upper extremity work may be larger in ascending
vs descending gaits and thus might increase the differences between
positive and negative work in these gaits. In any case, upper extremity work
patterns most likely would not account for the differences in positive and
negative work observed in the present gaits. Lastly, the results were limited
to only one lower extremity and recent evidence suggests that some asymmetry
in muscle function may exist between left and right limbs during level walking
(Sadeghi et al., 2001
). Thus
the positive bias in muscle function during level walking observed in the
present subjects may be offset by a negative bias in their other limb. This
effect may be relatively small, however, since the difference in the limb
speeds was only 1.5% in Sadeghi et al.'s analysis whereas positive work was
47% larger than negative work in the present level walking data. We attempted
to determine whether muscles perform more positive than negative work during
level walking and ramp and stair ascending and descending gaits. While our
methods were not able to assess all muscle work throughout the body we propose
that they were sufficiently valid for an initial empirical investigation into
this interesting concept. Further, while more precise methods may yield more
accurate numeric results, we propose that the qualitative interpretation would
not be altered from the present understanding.
Conclusions
The present data were obtained to empirically explore the concept that
muscle work is biased towards energy generation over energy dissipation in
level and non-level gaits. The magnitude of the total positive muscle work was
significantly larger than the magnitude of the total negative muscle work in
level walking by 47%. The magnitudes of the positive net muscle work in ramp
and stair ascent were significantly larger than the magnitudes of the negative
net muscle work in ramp and stair descent by 25% and 43%, respectively. These
data did in fact confirm the proposition and they formed the basis of two
novel hypotheses about muscle work during locomotion on level and non-level
surfaces. We also used two non-locomotion movements to demonstrate that
positive and negative muscle work can be equivalent in other cyclic movements.
Thus we do not propose that muscle work is always biased towards the positive
but that it may certainly be in human gait. Further investigations are
necessary to test the hypotheses more precisely and to determine how
environment, population, and form of locomotion interact with the basic
finding.
| Acknowledgments |
|---|
| References |
|---|
|
|
|---|
Alexander, R. M. (1991). Energy-saving
mechanisms in walking and running. J. Exp. Biol.
160, 55-69.
Biewener, A. A. and Roberts, T. J. (2000). Muscle and tendon contributions to force, work, and elastic energy savings: a comparative perspective. Exerc. Sport Sci. Rev. 28, 99-107.[Medline]
Cavagna, G. A. and Kaneko, M. (1977).
Mechanical work and efficiency in level walking and running. J.
Physiol. 268,467
-481.
Daley, M. A. and Biewener, A. A. (2003). Muscle
force–length dynamics during level versus incline locomotion: a
comparison of in vivo performance of two guinea fowl ankle extensors.
J. Exp. Biol. 206,2941
-2958.
Dempster, W. (1959). Space requirements of the seated operator. In WADC Technical Report, pp.55 -159. Wright Patterson Air force Base, OH: US Air Force.
Derrick, T. R., Hamill, J. and Caldwell, G. E. (1998). Energy absorption of impacts during running at various stride lengths. Med. Sci. Sports Exerc. 30,128 -135.
DeVita, P. and Hortobagyi, T. (2000). Age
causes a redistribution of joint torques and powers during gait. J.
Appl. Physiol. 88,1804
-1811.
DeVita, P. and Skelly, W. A. (1992). Effect of landing stiffness on joint kinetics and energetics in the lower extremity. Med. Sci. Sports Exerc. 24,108 -115.
DeVita, P., Mizelle, C., Vestal, A., Beam, S., Jolla, J., Smith, K. and Hortobagyi, T. (2001). Neuromuscular reorganization during stairway locomotion in old adults. Med. Sci. Sports Exerc. 33,s344 .
Duncan, J. A., Kowalk, D. L. and Vaughan, C. L. (1997). Six degree of freedom joint power in stair climbing. Gait Posture 5,204 -210.[CrossRef]
Dutto, D. J., Hoyt, D. F., Clayton, H. M., Cogger, E. A. and
Wickler, S. J. (2006). Joint work and power for both the
forelimb and hindlimb during trotting in the horse. J. Exp.
Biol. 209,3990
-3999.
Elftman, H. (1939). The function of muscles in
locomotion. Am. J. Physiol.
125,357
-366.
Elftman, H. (1940). The work done by muscles in
running. Am. J. Physiol.
129,672
-684.
Eng, J. J. and Winter, D. A. (1995). Kinetic analysis of the lower limbs during walking: what information can be gained from a three-dimensional model? J. Biomech. 28,753 -758.[CrossRef][Medline]
Gabaldon, A. M., Nelson, F. E. and Roberts, T. J.
(2004). Mechanical function of two ankle extensors in wild
turkeys: shifts from energy production to energy absorption during incline
versus decline running. J. Exp. Biol.
207,2277
-2288.
Gottschall, J. S. and Kram, R. (2005). Energy
cost and muscular activity required for leg swing during walking.
J. Appl. Physiol. 99,23
-30.
Hanavan, E. P. (1964). A mathematical model of the human body. In AMRL Technical Report, pp.64 -102. Wright-Patterson Air Force Base, OH: Aerospace Medical Division.
Huxley, H. E. (1969). The mechanism of muscular
contraction. Science
164,1356
-1365.
Irvine, C. H., Snook, S. H. and Sparshatt, J. H. (1990). Stairway risers and treads: acceptable and preferred dimensions. Appl. Ergon. 21,215 -225.[CrossRef][Medline]
Kowalk, D. L., Duncan, J. A., McCue, F. C. and Vaughan, C. L. (1997). Anterior cruciate ligament reconstruction and joint dynamics during stair climbing. Med. Sci. Sports Exerc. 29,1406 -1413.
Kuo, A. D., Donelan, J. M. and Ruina, A. (2005). Energetic consequences of walking like an inverted pendulum: step-to-step transitions. Exerc. Sport Sci. Rev. 33,88 -97.[CrossRef][Medline]
Laursen, B., Ekner, D., Simonsen, E. B., Voigt, M. and Sjogaard, G. (2000). Kinetics and energetics during uphill and downhill carrying of different weights. Appl. Ergon. 31,159 -166.[CrossRef][Medline]
Lay, A. N., Hass, C. J. and Gregor, R. J. (2006). The effects of sloped surfaces on locomotion: a kinematic and kinetic analysis. J. Biomech. 39,1621 -1628.[CrossRef][Medline]
Lay, A. N., Hass, C. J., Nichols, T. R. and Gregor, R. J. (2007). The effects of sloped surfaces on locomotion: an electromyographic analysis. J. Biomech. 40,1276 -1285.[CrossRef][Medline]
Loy, D. J. and Voloshin, A. S. (1991). Biomechanics of stair walking and jumping. J. Sports Sci. 9,137 -149.[Medline]
McFadyen, B. J. and Winter, D. A. (1988). An integrated biomechanical analysis of normal stair ascent and descent. J. Biomech. 21,733 -744.[CrossRef][Medline]
McGowan, C. P., Baudinette, R. V. and Biewener, A. A.
(2005). Joint work and power associated with acceleration and
deceleration in tammar wallabies (Macropus eugenii). J.
Exp. Biol. 208,41
-53.
McIntosh, A. S., Beatty, K. T., Dwan, L. N. and Vickers, D. R. (2006). Gait dynamics on an inclined walkway. J. Biomech. 39,491 -502.
Meinders, M., Gitter, A. and Czerniecki, J. M. (1998). The role of ankle plantar flexor muscle work during walking. Scand. J. Rehabil. Med. 30, 39-46.[CrossRef][Medline]
Mercer, J. A., DeVita, P., Derrick, T. R. and Bates, B. T. (2003). Individual effects of stride length and frequency on shock attenuation during running. Med. Sci. Sports Exerc. 35,307 -313.
Minetti, A. E., Ardigo, L. P. and Saibene, F. (1993). Mechanical determinants of gradient walking energetics in man. J. Physiol. 472,725 -735.
Nadeau, S., McFadyen, B. J. and Malouin, F. (2003). Frontal and sagittal plane analyses of the stair climbing task in healthy adults aged over 40 years: what are the challenges compared to level walking? Clin. Biomech. Bristol Avon 18,950 -959.[CrossRef]
Neptune, R. R., Kautz, S. A. and Zajac, F. E. (2001). Contributions of the individual ankle plantar flexors to support, forward progression and swing initiation during walking. J. Biomech. 34,1387 -1398.[CrossRef][Medline]
Neptune, R. R., Zajac, F. E. and Kautz, S. A. (2004). Muscle force redistributes segmental power for body progression during walking. Gait Posture 19,194 -205.[CrossRef][Medline]
Nigg, B. M. and Liu, W. (1999). The effect of muscle stiffness and damping on simulated impact force peaks during running. J. Biomech. 32,849 -856.[CrossRef][Medline]
Pain, M. T. and Challis, J. H. (2001). The role of the heel pad and shank soft tissue during impacts: a further resolution of a paradox. J. Biomech. 34,327 -333.